Performance and Skills

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BSBLDR811

Lead strategic transformation

Assessment Task 2 – Performance and Skills

Task summary

This project requires you to analyse and lead organisational transformation and learning for strategic outcomes. It covers leading transformational practices, cultivating collaborative practices, completing ongoing professional development and providing strategic leadership in a dynamic context.

Required

Access to textbooks/other learning materials.

Access to a computer and Microsoft Office.

Access to the internet.

Note: If you do not have access to Microsoft Office, you must save your work as PDF before uploading.

Timing

The due date of this assessment is available on your learning management system.

Submit

This completed workbook.

Assessment requirements

All questions must be answered correctly for you to be assessed as having completed the task satisfactorily.

Re-submission opportunities

You will receive feedback on your performance from your Assessor. The feedback will indicate if you have satisfactorily addressed the requirements of each part of this task.

If any part of the task is not satisfactorily completed, your assessor will provide you with written feedback to guide you on what you must undertake to demonstrate satisfactory performance. This assessment may be re-attempted twice. Your resubmission must be uploaded within three (3) days of receiving your grade of “not yet satisfactory”. You must clearly display “Resubmission” on your resubmitted work.

You have the right to appeal the outcome of assessment decisions if you feel that you have been dealt with unfairly or have other appropriate grounds for an appeal.

You are encouraged to consult with your assessor prior to attempting this task if you do not understand any part of this task or if you have any learning issues or needs that may hinder you when attempting any part of the assessment.

Assessment Cover Sheet

Student name:

Student ID

Trainer’s Name:

Date Submitted:

Student declaration:

I declare that:

I have read and understood all the information provided in relation to the assessment requirements to complete this unit, the instructions and the purpose and processes of undertaking this assessment task

This assessment is my own work and where other’s works or ideas have been used, I have appropriately referenced or acknowledged them

I understand that plagiarism is a serious offence that may lead to disciplinary action.

Student signature:

Assessment Task 2 – Performance and Skills

Preamble

This assessment requires you to take on the role of a Operations and Change Manager and to scope, research, write and present your change management plans and report to stakeholders. You need to demonstrate the skills and abilities to manage a change management process, leading a strategic business transformation for a large organisation. For this task you will be required to apply these skills to the case study and scenario following.

The assessment task is divided into three (3) parts:

Part A: Prepare to undertake strategic change

Part B: Lead strategic change

Part C: Review strategic outcomes

Part A: Prepare to undertake strategic change

Read the following case study providing the scope and accompanying background documentation as well as the online links to prepare for your role as Operations and Change Manager.

Case study: Emergency Department St Vincent’s Hospital (SVED)

St Vincent’s Emergency Department (SVED), located in Darlinghurst, is one of the busiest emergency departments in New South Wales, with an average of 200 patients seen per day. On weekends, this number can increase to over 300 patients per day. The department is staffed by a team of 45 nurses and 12 doctors, with additional support from allied health professionals, administrative staff, and security personal.

One of the core risks that need addressing from WHS point of view is the issue of workplace violence, particularly on Friday and Saturday nights when the department is busiest. Hospital staff is at risk to their physical safety as well as to the psychological safety, which can lead to long-term psychological harm.

Also a recent change to work health and safety is pressuring the hospital to look at and address their approach to psychological safety, implement a risk management plan and to look at changes in the workplace to address these new laws.

Changes to WHS laws | Comcare

The documents below (also available from Additional Resources) give further background to this case study:

Based on the new regulations in the Act, the pressure for the emergency department to respond to Violence and Aggression has increased. Management has identified some key themes:

A root cause analysis from the 2021 report into Managing the Health, Safety and Wellbeing of Nurses and Junior Doctors in High Demand Hospital Environments has identified and organised root cause data contributing to adverse outcomes for patients.

These include:

Environment: with high patient numbers, poor workplace culture

Supervision: poor support from senior staff, delegation lacking

Teamwork: teamwork not evident, roles unclear or inappropriate

Workforce: lack of access or staff availability, skill levels not adequate (p9).

Similarities in this data have been identified to common psychosocial safety hazards. Some of these include:

Job demands

Poor support

Lack of role clarity

Violence and aggression

Traumatic events.

Management has prioritised a change management process addressing workplace violence as a matter of urgency, to not only help manage the risk and also to be compliant with WHS Act 2011 amendments, and introduced 1st April 2023.

https://www.svhm.org.au/health-professionals

Research two (2) different strategic change strategies and describe their attributes. You will need to use the Harvard reference system for this answer to ensure correct referencing is in place. Choose one approach that you can use for this case study justifying:

Why you chose this one?

How it is a good fit with the needs of the hospital and WHS implementation?

(300 words)

Answer:

Research two (2) different leadership styles for implementing strategic change and describe their attributes. You will need to use the Harvard reference system for this answer to ensure correct referencing is in place. Choose one approach that you can use for this case study justifying:

Why you chose this one?

How it is a good fit with the needs of the hospital and WHS implementation?

(300 words)

Answer:

Read the scenario below and answer the following questions.

Scenario: SVED change objectives

The Change Management Committee has decided to address the exposure to violence and aggression in a change management project. You have been put in charge of leading the change process.

Task objectives include:

Objective 1: Reduce the frequency and severity of violence and aggressive incidents in the Emergency Department, in line with new WHS psychosocial safety laws from section 55 in WHS Act.

Objective 2: Enhance safety and wellbeing of department staff, patients and visitors by reducing level of risk and harm.

Objective 3: Implement changes to work practices or building as required to improve safety and reduce risk.

Objective 4: develop and implement a risk assessment and management plan, based on the hierarchy of controls and risk management process.

Objective 5: Develop policies and procedures that reflect principles of suitable practices and respectful relationships.

Objective 6: Allocate budget, resources to implement the changed needed in the assessment and plan.

In order to put these objectives into practice as the Operations and Change Manager you are required to align the project with the following the SVED Policies and Procedures for Strategic Change (also located in Additional Resources):

4. Now that the committee has identified the objectives for change implementation, describe your role in this process and how you will prioritise each objective as well as why you have prioritised the objectives in the order you have chosen.

(200 words)

Answer

You now need to perform an analysis that will feed into a Change Management Plan (which you will later take to your Senior Management (stakeholders) for approval and feedback). Use the information from the case study, the documents provided and your own research, ensuring accurate referencing is used. Use the template below to develop your plan and include any extra supporting documentation when you upload your assessment:

SVED Analysis for Change Management Plan

Define the change

Brief change statement with prioritised objectives

Statement on problem and reason for change

Desired outcome/s

Stakeholders

(Internal and external)

Identification

Impact level

Support level

Communication channels for management to consult with stakeholders

Outline communications plan

Risk management

Risk Identification

Risk Evaluation (assessment of impact, risk control, risk monitoring)

Stakeholder impact

Barriers to change

Project Management

Goals and Objectives

Implementation

Resources

Milestones and Meeting KPIs

Communication and implementation

Outline communications plan

Staff Training

Learning Plan

Training needs analysis

Training design and delivery

Evaluation

Successes

Improvements

Sustaining the change

Now that your analysis has been conducted what are your recommendations to meet the objectives from the case study and scenario, that you will take to a meeting with management (stakeholders. (up to 300 words)

Answer

Part B: Lead strategic change.

You are now required to collaborate with the stakeholders to review the strategic change strategy as well as communicate with members of the Change Management Team, based on the scenario following.

Scenario: Communicating with SVED Senior Leaders and Change Management Team members regarding the change objectives

As part of your job role as Operations and Change Manager, you have the following responsibilities:

Identify personal responsibilities in the strategic transformation process and review the strategic change strategy in collaboration with the Senior Leaders

Brief internal and external stakeholders of strategic change processes and intended outcomes and establish communication channels for organisational personnel to contact management.

Analyse and confirm the capacity and competence of relevant individuals to contribute to change processes and plans.

Identify and resolve risks in the change management process and develop learning and communication processes for addressing problems and risks arising during organisational change.

You anticipate the budget for the project to be:

Budget requirements

Budget requirements

Start-up expenses

Legal

$2500

Stationery

$1500

Insurance

$2000

Website re-development

$30000

Recruitment

$10000

Software and hardware

$25000

Marketing and advertisements

$20000

Total Start-up expenses

$96000

Start-up assets

Cash required

$200000

Other current assets

$25000

Long-term assets

$250000

Total assets

$475000

Total requirements

$571000

During the meeting, you must use the script provided to gather information regarding the key elements of the strategic change strategy.

Script:

The Operations and Change Manager will first discuss the following questions with the stakeholders:

1. What will be my primary responsibilities in the change management process?

2. What are the potential barriers to change management?

3. What are the potential risks of the change process?

4. How will we manage resistance during the change?

5. What KPIs can be used to assess the achievement of change objectives?

Script for Senior Leaders (stakeholders):

The stakeholder will provide the following details based on the questions asked by the Operations and Change Manager:

1. Primary responsibilities:

Apply a structured methodology and lead change management activities.

Support the design, development, delivery and management of communications.

Conduct impact analyses, assess change readiness and identify key stakeholders.

Provide input, document requirements and support the design and delivery of training programs.

2. The stakeholders will discuss the following barriers to change management:

Lack of employee involvement

Lack of effective communication strategy

A bad culture shift planning.

Unknown current state.

Organisation complexity.

3. The stakeholders will discuss the risks during the change process:

High levels of resistance.

Lack of awareness or desire to support the change.

Lack of stakeholder commitment.

Lack of mid-level and group leadership support.

4. The stakeholder will discuss the following strategies to overcome resistance:

Effectively engage employees.

Implement change in several stages.

Communicate change effectively.

5. KPIs to assess the change would include:

KPI: Completion of training and development plan development within eight weeks of project initiation

KPI: Completion of technology implementation within 12 weeks of project initiation

KPI: Completion of process changes implementation within 16 weeks of project initiation

Conduct a role play of a meeting with Senior Leaders to communicate your implementation recommendations for the strategic change strategy. Your presentation must include the elements:

Introduction

Operations and Change Manager responsibilities

Change objectives and principles

Change plan elements

Stakeholder analysis

Communication channels for organisational personnel to contact management

Change plan

Risk assessment

Learning plan

Evaluation criteria

The role play should be under fifteen minutes in length and involve at least two (2) participants.

You should conduct your role play presentation in class, using your classmates to play the role of stakeholders so they can ask questions and give feedback. Refer to Important Notes following for additional information.

IMPORTANT NOTES:

This part of the assessment includes a role play meeting with Senior Leaders. Please follow the instructions below:

Students taking face to face classes:

You can do the role play face-to face during class hours. You will be required to arrange fellow students to do the role play with you however they must be briefed on their role and prepared to ask you questions and provide you with feedback. Please see further instructions in the assessment on the number of participants required for the role play.

Your trainer will complete a Role Play Observation Criteria as evidence of your participation in the role play (this will either be completed in hard copy by your trainer and handed to you in which you will be to photograph it and upload it OR it will be completely electronically by your trainer who will upload it as part of your assessment record).

Students taking online classes:

You must arrange participants to do the role play with you (participants can include fellow students, friends, family members, or work colleagues however they must be briefed on their role and prepared to ask you questions and provide you with feedback. Please see further instructions in the assessment on the number of participants required and the length for the role play.

You must also video record the role play using your phone and upload it to learning management system. You can also do the task using an online platform such as WhatsApp or Zoom and record the session.

Your trainer will complete a Role Play Observation Criteria as evidence of your participation in the role play (this will be completely electronically by your trainer who will upload it as part of your assessment record).

Uploading your video onto Learning Management System:

Please see additional instructions uploaded together with Assessment Task 2 on how to submit your recording onto the learning management system.

Role play observation criteria

Note: Please refer to the following observation criteria for the role play explaining the learning expectations that your trainer/assessor will use to determine your grading as Satisfactory (S) or Not Yet Satisfactory (NYS):

Brief internal and external stakeholders of strategic change processes and intended outcome

Make changes to change management process according to risks and inform stakeholders of updates

Expresses opinions and information and responds to other people’s views using language appropriate to audience

Adapts personal communication style to build a positive working relationship and show respect for the opinions, values and particular needs of others

Systematically gathers and analyses relevant information and evaluates options to inform decisions with the potential to affect organisational outcomes

You are required to complete an agenda and write up the minutes of the meeting with Senior Leaders. Use the following templates for this purpose.

MEETING AGENDA TEMPLATE

Meeting/Project Name:

Date of Meeting: (MM/DD/YYYY)

Time:

Meeting Facilitator:

Location:

1. Meeting Objective

2. Attendees

Name

Department/Division

E-mail

Phone

As specified in the meeting requirements

3. Meeting Agenda

Topic

Owner

Time

Based on the key discussions to be conducted during the meeting.

4. Pre-work/Preparation (documents/handouts to bring, reading material, etc.)

Description

Prepared by

MEETING MINUTES

To be communicated based on the conversation during the meeting. Script can be used as reference for completion of meeting minutes.

Meeting Minutes:

Date of Meeting: (MM/DD/YYYY)

Time:

Minutes Prepared By:

Location:

1. Meeting Objective

2. Attendance at Meeting

Name

Department/Division

E-mail

Phone

3. Agenda and Notes, Decisions, Issues

Topic

Owner

Time

4. Action Items

Action

Owner

Due Date

5. Next Meeting (if applicable)

Date: (MM/DD/YYYY)

Time:

Location:

Objective:

Answer

In collaboration with the stakeholders, you are required to:

Prepare an introduction to the change management. Discuss the background, link to strategic goals and other changes.

Discuss your responsibilities as Operations and Change Manager in the strategic change process (as defined in Part A)

Discuss and document the change objectives and principles, including the following:

What will the change process achieve?

Principles that underpin the change plan.

Discuss and establish change plan elements, including the following:

Positions and roles during the change process.

Change management process to be followed.

Develop a rationale for the change:

Drivers and constraints for change.

Risks for the change process.

Conduct a stakeholder analysis.

Identify the key stakeholders in the change process.

Complete a stakeholder mapping/matrix.

Establish communication channels for organisational personnel to contact management:

Identify the preferred media for communicating or consulting with the key stakeholders identified about the change.

Consult the stakeholders and develop a change plan:

Develop a change plan, including performance measures (how will you know the change plan is effective?) Ensure the plan is adequately resourced.

Discuss and establish evaluation criteria:

How will the change be evaluated in relation to the achievement of the planned objectives?

How will the change management processes be evaluated – consider summative as well as final evaluations, how can you assess your change management strategies as you implement them?

How will the evaluation outcomes be circulated and promoted to stakeholders?

You are now required to brief two (2) members of your Change Management Team (internal stakeholders) on the strategic change processes and intended outcomes and confirm their capacity and competence to contribute to change processes and plans.

To do so, you are required to arrange a one-on-one meeting with the following line managers:

Meeting 1: HR Manager

Meeting 2: Project Manager

Note: You will later in Part C be required to seek feedback from these stakeholders as part of the review process, so it makes sense to ask participants to complete the feedback survey on completion of this task.

Scenario: Brief line managers (internal stakeholders) of strategic change processes and intended outcomes

Before implementing the change, the Senior Leaders want the Operations and Change Manager to analyse and assess the capacity and competence of the managers involved to contribute to change processes and plans established so that gaps in capacity and competence can be addressed by providing the managers with any required training.

You must communicate the strategic change strategy to the HR Manager and Project Manager. Their applicable roles include:

Role number 1: HR Manager: The HR Manager is the individual who supervises or is in charge of the organisation. They belong to a higher rank or status. Their job role and responsibilities are:

Assist you in completing the project on time

Collaborate with you to develop a strategic change strategy

Participate in a healthy and open discussion

Role number 2: Project Manager: The Project Manager is the individual who supervises or is in charge of the project. They belong to a higher rank or status. Their job role and responsibilities are:

Assign a team to you to complete the project

Assist you in understanding the task requirements

Provide you information about job roles and responsibilities

Supervise you completing the assessment task and requirements

The intention of your communication with these internal stakeholders is to:

Understand and clarify information regarding the organisations change processes and plans.

Answer their questions asked based on the ‘Script’ provided.

Discuss their requirements based on the script provided and agree on the resourcing.

To conduct the meeting, you must follow the meeting process and the meeting script provided below.

Briefing process:

Before the briefing

1. Provide a copy (via email or hard copy) of the Change Management Plan with its processes to the line managers.

During the briefing

1. Welcome the participants.

2. Discuss the change management plans and processes.

3. Clarify the understanding of the line manager.

4. Conduct the meeting based on the ‘meeting script’ provided.

5. Analyse and confirm the capacity and competence of line managers to implement change processes and plans

6. Identify the training requirements to achieve the desired competency requirements.

After the briefing

1. Summarise the agreed outcomes.

Script: Briefing 1 (HR Manager)

Script: Briefing 1 (HR Manager)

The Operations and Change Manager will first discuss the change management processes.

After discussing key features of the change management processes, the Operations and Change Manager will ask the following questions to confirm their understanding or gather feedback:

1. What are your thoughts about the change management processes developed?

Ask the following questions to analyse and confirm the capacity and competence of the HR Manager to contribute to change processes and plans

2. How will you communicate about change to the team members?

3. How will you advocate for the change?

4. How will you support employees through the process of change?

5. How will you manage resistance during the change?

6. Do you need any training to meet the desired competency to implement the change?

Script for HR Manager:

Note: The HR Manager will provide the following responses to the questions asked by the Operations and Change Manager:

1. The change management processes developed looks detailed and will surely reap benefits for the business.

2. I will ensure that the change management team are provided with pertinent information about the change and ensure they are clear about the processes to be followed to implement and manage the change.

3. I will demonstrate support in an active and observable way. I will further ensure that I am on board with the change and support employees during the change.

4. I will ensure that the employees are provided with the required coaching and support during the change management process and change management operations.

5. I am not so sure how to manage resistance during the change.

6. I would like to have training or coaching on managing resistance during the change.

Script: Briefing 2 (Project Manager)

Script: Briefing 2 (Project Manager)

The Operations and Change Manager will first discuss the Change Management Plan and processes.

After discussing key features of the change management processes, the Operations and Change Manager will ask the following questions to confirm their understanding or gather feedback:

Ask the following questions to analyse and confirm the capacity and competence of the Project Manager to contribute to change processes and plans

1. How will you communicate about change to the team members?

2. How will you advocate for the change?

3. How will you support employees through the process of change?

4. How will you manage resistance during the change?

5. Do you need any training to meet the desired competency to implement the change?

Script for Project Manager:

Note: The Project Manager will provide the following responses to the questions asked by the Operations and Change Manager:

1. The change management team will be provided with the required details regarding the change to be implemented and will be requested for feedback to ensure that they feel part of the change.

2. Not sure how to advocate for change.

3. I will ensure that the employees are provided with the required coaching and support during the change management process and change management operations.

4. To manage resistance, I will ensure that the team members are taken into confidence, and their feedback is valued, and their concerns are addressed in the change management process.

I can use the ADKAR Model to hone in on which element of the change process is driving resistance and address it accordingly.

5. I would like to have training or coaching on advocating for change.

The role play should be under fifteen minutes in length and involve at least two (2) participants.

You should conduct your role play presentation in class, using your classmates to play the role of stakeholders so they can ask questions and give feedback. Refer to Important Notes following for additional information.

IMPORTANT NOTES:

This part of the assessment includes a role play briefings with line managers. Please follow the instructions below:

Students taking face to face classes:

You can do the role play face-to face during class hours. You will be required to arrange fellow students to do the role play with you however they must be briefed on their role and prepared to ask you questions and provide you with feedback. Please see further instructions in the assessment on the number of participants required for the role play.

Your trainer will complete a Role Play Observation Criteria as evidence of your participation in the role play (this will either be completed in hard copy by your trainer and handed to you in which you will be to photograph it and upload it OR it will be completely electronically by your trainer who will upload it as part of your assessment record).

Students taking online classes:

You must arrange participants to do the role play with you (participants can include fellow students, friends, family members, or work colleagues however they must be briefed on their role and prepared to ask you questions and provide you with feedback. Please see further instructions in the assessment on the number of participants required and the length for the role play.

You must also video record the role play using your phone and upload it to learning management system. You can also do the task using an online platform such as WhatsApp or Zoom and record the session.

Your trainer will complete a Role Play Observation Criteria as evidence of your participation in the role play (this will be completely electronically by your trainer who will upload it as part of your assessment record).

Uploading your video onto Learning Management System:

Please see additional instructions uploaded together with Assessment Task 2 on how to submit your recording onto the learning management system.

Role play observation criteria

Note: Please refer to the following observation criteria for the role play explaining the learning expectations that your trainer/assessor will use to determine your grading as Satisfactory (S) or Not Yet Satisfactory (NYS):

Brief internal and external stakeholders of strategic change processes and intended outcome

Analyse and confirm capacity and competence of relevant individuals to contribute to change processes and plans

Seek feedback on leadership during change management process from staff

Adapts personal communication style to build a positive working relationship and show respect for the opinions, values and particular needs of others

Part C: Review strategic outcomes

In this task you need to review the feedback from your presentation to management and the briefings with staff members as well as make amendments to your final Change Management Plan and inform stakeholders of updates.

This task requires you to seek feedback on leadership during the change management process from the following Change Management Team members:

HR Manager

Project Manager

Note: The above-given staff members will be the same participants who participated in previous briefings from Part B.

To seek feedback from the staff members, you are required to conduct an individual feedback session with each staff member.

During each feedback session, you are required to:

Discuss the following:

How effective is your leadership style?

Do I serve as a positive role model?

What are the key areas that I can improve in my personal leadership style?

Document the feedback using the template provided.

Template: Feedback sessions

Outcomes of Feedback Session

Feedback session: Staff member 1

Name:

Position:

Feedback received

How effective is your leadership style?

Based on the feedback received.

Do I serve as a positive role model?

Based on the feedback received.

What are the key areas that I can improve in my personal leadership style?

Based on the feedback received.

Outcomes of Feedback Session

Feedback session: Staff member 2

Name:

Position:

Feedback received

How effective is your leadership style?

Based on the feedback received.

Do I serve as a positive role model?

Based on the feedback received.

What are the key areas that I can improve in my personal leadership style?

Based on the feedback received.

This task requires you to incorporate feedback received from the line managers from Part B into your personal leadership style.

To do so, you are required to:

Identify any three (3) areas of improvement considering the feedback received in Part B.

Discuss how would you incorporate or address each area of improvement in your leadership style.

Complete this task using the Template provided.

Template: Incorporate feedback into your leadership style

Incorporate Feedback into Your Leadership Style

Areas of improvement (Any three)

Strategies to incorporate or address each area of improvement in your leadership style. (50-100 words each)

Reflect on your experiences meeting with stakeholders and the briefings with line managers to assess your performance. What are three (#) things that went well and what are three things you would change and why? Has your understanding of the role as a change agent and being a positive role model altered during this process?

(up to 200 words)

Answer

What are the most important attributes of a leader during the change management process? Describe your top five and how they can assist the change management process, the stakeholders and how you can meet the six objectives from the case study and scenario. (up to 200 words)

Answer

Write the final copy of you Change Management Plan as a report for management. Your report will need to be 1500 words and correctly formatted and use visuals, diagrams, and tables where you can. Use the following format:

Executive Summary

Introduction

Brief change statement with prioritised objectives

Statement on problem and reason for change

Desired outcome/s

Stakeholder Management

Identification of Stakeholders (internal and external)

Impact level of stakeholders

Support level of stakeholders

Communication channels for management to consult with stakeholders

Outline communications plan

Risk Management

Risk identification

Risk evaluation

Risk control

Risk monitoring

Stakeholder impact

Barriers to change

Project Management

Goals and Objectives

Implementation

Resources

Budget

Milestones

Meeting KPIs

Staff training

Learning Plan

Training needs analysis

Training design and delivery

Evaluation

Successes

Improvements

Sustaining the change

References

Appendix

You should use the template provided for this purpose in Additional Resources.

Congratulations on completing your Assessment Task 2. Please remember to submit:

This completed workbook

Role play recordings for Part B presentation meeting (if not completed in face-to-face class)

Supporting documentation where necessary

Your final report as a separate pdf.

Appendix

https://www.comcare.gov.au/safe-healthy-work/prevent-harm/changes-to-whs-lawshttps://www.svhm.org.au/health-professionals/emergency-department